Books, Monographs & Collaborative Studies

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  Stepping Up: Burden Sharing by NATO's Newest Members

  Joel R. Hillison Dr.

  This book examines the burden sharing behavior of new NATO members. It makes the argument that new NATO members are burden sharing at a greater rate than older NATO members. It also suggests that NATO’s expansion did not lead to greater free-riding behavior in NATO, contrary to the predictions of the collective action literature. This analysis reveals that new NATO members have demonstrated the willingness to contribute to NATO missions, but are often constrained by their limited capabilities. This argument is supported using case studies, interviews with key NATO officials, and quantitative analysis of NATO defense expenditures and troop contributions.

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  The Role of Leadership in Transitional States: The Cases of Lebanon, Israel-Palestine

  Anastasia Filippidou Dr.

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  Leadership is dynamic; it is a continuous process and ever-changing relationship between numerous different factors. The research focuses on political leadership in transitional situations and the efforts of leadership in the transformation process from weak and fragmented states or communities to peaceful and viable states. These concepts are tested vis-à-vis U.S. foreign policy toward the Middle East, which will have to be adaptive and flexible on the one hand in order to show ability and will; but will also have to be consistent on the other, so that it can show commitment and impartiality.

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  Tribal Militias: An Effective Tool to Counter Al-Qaida and Its Affiliates?

  Norman Cigar Dr.

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  Despite over a decade of open war, dealing with Al-Qaida and its affiliates in the Middle East is likely to remain a concern for the foreseeable future and will pose a challenge requiring the use of any tool that is likely to be effective in meeting the threat. Developing effective tools to counter Al-Qaida’s continuing presence in the social environment of tribal militias, therefore, is a priority and requires understanding Al-Qaida’s critical vulnerabilities when it operates in those societies and developing the means to counter Al-Qaida’s efforts. Recommendations for policy where the United States is a tribal militia’s direct patron, as well as recommendations for policy when the United States is in a supporting role to the local government are included.

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  Distinguishing Acts of War in Cyberspace: Assessment Criteria, Policy Considerations, and Response Implications

  Jeffrey L. Caton Mr.

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  Determining an act of war in the traditional domains of land, sea, and air often involves sophisticated interactions of many factors that may be outside the control of the parties involved. This monograph seeks to provide senior policymakers, decisionmakers, military leaders, and their respective staffs with essential background on this topic as well as introduce an analytical framework for them to utilize according to their needs. It develops this theme in four major sections. First, it presents the characterization of cyberspace to establish terms for broader dialogue as well as to identify unique technical challenges that the cyberspace domain may introduce into the process of distinguishing acts of war. Second, it explores assessment criteria involved with assaying cyber incidents to determine if they represent aggression and possible use of force; and if so, to what degree? Third, it looks at the policy considerations associated with applying such criteria by examining relevant U.S. strategies as well as the strategies of other key countries and international organizations, and considers how nonstate actors may affect U.S. deliberations. Fourth, it examines the influences that course of action development and implementation may have on the assessment of cyberspace incidents, such as reliable situational awareness, global and domestic environment considerations, and options and their related risks and potential consequences. It argues that the United States must also expect and accept that other nations may reasonably apply the criteria we develop to our own actions in cyberspace.

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  Maneuvering the Islamist-Secularist Divide in the Arab World: How the United States Can Preserve its Interests and Values in an Increasingly Polarized Environment

  Gregory Aftandilian Mr.

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  This monograph examines the Islamist-secularist divide in Arab countries, particularly in Egypt and Tunisia, and why it has become so intense and polarizing. It demonstrates that having Islamist parties in power or in domineering positions in Arab societies often provokes a backlash from secular elements because the latter see the Islamists as threatening their social freedoms. For countries beginning the transitory process from authoritarianism to democracy, the monograph recommends that the United States press for a broad governing coalition and a delay in holding elections, which would allow secular-liberal forces the opportunity to build their political parties and compete with Islamist parties. For Arab countries already facing polarization, the United States should be consistent on human rights, help to build up institutions (such as parliaments) as a hedge against authoritarian presidents, and press for inclusionary politics. In addition, the monograph recommends that U.S. Army officers should reinforce to their Arab military counterparts the value and necessity of concentrating on genuine external and internal terrorist threats as opposed to being used as a coercive internal force that favors exclusionary politics.

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  United States-Gulf Cooperation Council Security Coopeeration in a Multipolar World

  Mohammed El-Katiri Dr.

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  Military and security cooperation with Gulf Cooperation Council (GCC) states is of continuing importance for the United States, given the region's pivotal location in the Middle East and proximity to Iran. But recent developments in the defense posture of the United States, together with the U.S. responses to the Arab Spring, and the lingering after-effects of the Iraq conflict, have caused local leaders to question the nature and durability of this cooperation. This monograph examines recent developments in the political and economic dynamics in GCC countries and their neighbors, and the potential implications for U.S. security interests in the region.

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  U.S. Policy and Strategy Toward Afghanistan after 2014

  Thomas H. Johnson Prof. and Larry P. Goodson Dr.

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  What should the United States do about Afghanistan? After nearly 13 years and substantial U.S. national commitment in a country on the other side of the world, much has changed in Afghanistan, the United States, Afghanistan’s region, and the globe. To prepare policy and strategy recommendations on Afghanistan for U.S. leaders, this monograph answers six key questions: 1. Did the United States have or develop critical national interests in Afghanistan and its immediate neighborhood on or because of the events of September 11, 2001? 2. Was overall U.S. strategy to pursue those interests successful and appropriate? 3. What outside conditions shaping U.S. involvement in Afghanistan exist now? 4. Do new vital and/or important national interests not met by our earlier strategies exist in this region? 5. What strategy(s) should the United States adopt or emphasize to achieve critical national interests in/around Afghanistan? 6. What risks and challenges are associated with new policies and/or strategies?

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  After the Spring: Reforming Arab Armies

  Florence Gaub Dr.

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  As the Arab Spring has renewed Western interest in the political, as well as military, role of Arab armed forces, reform—rather than mere assistance—is crucial. In this monograph, the author focuses on the structural aspects of reform from which the Arab Spring forces would benefit. Seven features are identified which need to be addressed when attempting Arab military reform in the countries affected by large-scale unrest in 2011: an unclear mandate, over-politicization, a challenging ongoing security situation, limited resources, lack of civilian oversight, pockets of paramilitary activity, and, in parts, as well as the lack of an institutional perception of reform need. Their origins are elaborated as much as recommendations for what outside assistance can achieve.

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  A New Type of Great Power Relationship between the United States and China: The Military Dimension

  Geoffrey Till Professor

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  The relative economic and military rise of China is likely to lead a major shift in the world’s strategic architecture. The form that China's new role takes will have a decisive impact on the interests of the United States and its allies and partners in the region. For the outcome to be generally beneficial, China needs to be dissuaded from hegemonic aspirations and retained as a cooperative partner in the world system. President Xi Jinping's recent suggestion that a newly empowered China and the United States adopt a relationship that is new and different from previous relations between the great powers provides an ideal opportunity for the United States to consider its strategic options in the region. Given the importance of the issues at stake, and the difficulty of the task, all of the levers of American power, both “hard” and “soft” will need to be brought into play. Since the Asia-Pacific Region is primarily a maritime theater, a leading role wi1ll need to be played by the U.S. Navy, Marines, and Air Force. The U.S. Army will have a substantial supporting and facilitating role in shaping the new relationship with an emergent China.

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  Political and Socio-Economic Change: Revolutions and Their Implications for the U.S. Military

  John R. Deni

  Dramatic political, economic, and social changes across both the Greater Middle East and Latin America over the last several years—in some instances revolutionary, in others evolutionary—have had profound implications for global security generally and U.S. security specifically. Policymakers in Washington are hence confronted with the issue of how to respond to the various changes in these disparate regions in order to safeguard U.S. interests, promote Western values, and shape the security environment into the future. Whether and to what degree U.S. policymakers can influence the unfolding changes and shape outcomes remains to be seen. But if Washington is to achieve success in this regard though, it will likely only be possible through the skillful employment of a variety of policymaking tools, including development, diplomacy, and defense. The authors assess the changes across these two important regions, outline the implications for U.S. security and specifically for the U.S. military, and offer policy recommendations for the way forward.

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  Turkey's New Regional Security Role: Implications for the United States

  Richard Weitz Dr.

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  Until a few years ago, the relationship between Washington and Ankara was perennially troubled and occasionally terrible. Turkey opposed the 2003 U.S. invasion of Iraq and complained that the Pentagon was allowing Iraqi Kurds too much autonomy, leading to deteriorating security along the Iraq-Turkish border. Disagreements over how to respond to Iran’s nuclear program; U.S. suspicions regarding Turkey’s outreach efforts to Iran and Syria; and differences over Armenia, Palestinians, and the Black Sea further strained ties. However, Turkey is now seen as responding to its local challenges by moving closer to the West. The United States has called the U.S.-Turkish relationship a “model partnership” and Turkey “a critical ally.” For a partnership between Turkey and the United States to endure, Turkey must adopt more of a collective transatlantic perspective, crack down harder on terrorist activities, and resolve a domestic democratic deficit. At the same time, Europeans should show more flexibility meeting Turkey’s security concerns regarding the European Union, while the United States should adopt a more proactive policy toward resolving potential sources of tensions between Ankara and Washington that could worsen significantly at any time.

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  Russia and the Caspian Sea: Projecting Power or Competing for Influence?

  Tracey German Dr.

  This monograph examines Russia’s policy toward the Caspian Sea region as Moscow attempts to counterbalance growing American involvement within what it perceives to be its zone of privileged interest. It focuses on the recent expansion of the Caspian Flotilla and the rationale behind it. Moscow has sought to counterbalance the growing involvement of other actors in the region, which has led to rising tension between Russia and its southern neighbors. The primary objectives of the research are to examine Russian perceptions of threat and security in the Caspian region and assess the implications for other actors. This monograph analyzes the drivers of the increasing competition for influence, focusing on developments within the energy sector, and assesses the implications of Russia’s consolidation of its dominance for security and stability in the region. This issue is important because a clear understanding of Russian strategic thinking and threat perception in the Caspian Sea is vital in order to facilitate effective U.S. policy in the wider Caucasus and Central Asian region.

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  Strategic Implications of the Evolving Shanghai Cooperation Organization

  Henry Plater-Zyberk Mr. and Andrew Monaghan Dr.

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  The role of the Shanghai Cooperation Organization (SCO) in regional politics and the significance of the organization for U.S. interests are widely misunderstood. The organization is emphatically not a military bloc, and yet engages in joint activities which resemble military cooperation to U.S. eyes. It is, in theory, open to new members; but at present is highly unlikely to accept any. Its rhetoric firmly opposes U.S. presence and activity on the territory of member states, and yet individual member states leverage basing agreements with the U.S. to their advantage. The author reviews SCO's history and stated aspirations, and measures these against actual achievements. He concludes that, with the notable exception of the Regional Anti-Terrorist Structure(RATS), the great majority of SCO accomplishments are of little significance other than to provide an additional multinational vehicle through which China and in particular Russia can seek to counter U.S. and Western activity in Central Asia.

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  European Missile Defense and Russia

  Keir Giles Mr. and Andrew Monaghan Dr.

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  This monograph examines the history of missile defense and the current dialogue from a Russian perspective, in order to explain the root causes of Russian alarm. Specific recommendations for managing the Russia relationship in the context of missile defense are given. Important conclusions are also drawn for the purpose of managing the dialogue over missile defense plans not only with Russia as an opponent, but also with European NATO allies as partners and hosts. The latter are especially significant in the light of these partners' heightened hard security concerns following Russian annexation of Crimea and continuing hostile moves against Ukraine. This analysis was completed before the start of Russia's annexation of Crimea in March 2014, but already warned of the prospect of direct military action by Russia in Europe in order to protect Moscow's self-perceived interests.

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  Revival of Political Islam in the Aftermath of Arab Uprisings: Implications for the Region and Beyond

  Mohammed El-Katiri Dr.

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  Regime change during the Arab Spring allowed Islamist political forces that had long been marginalized to achieve political influence in Tunisia, Egypt, and Libya. Morocco’s first government led by an Islamist party has been in power since January 2012. This trend caused widespread concern over the future direction of these states; but despite the tragic example of Egypt, few negative predictions have yet been borne out. The author cautions against an overly simplistic assessment of this rise in the influence and power of political Islam. He shows that the political crises besetting each of these Islamist governments are not necessarily of their own making, but instead are determined by objective circumstances. Dr. El-Katiri describes how, in several key respects, the aims of Islamist parties are in line with U.S. aspirations for the region.

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  Russia's Contribution as a Partner in the War on Terrorism

  Henry Plater-Zyberk Mr.

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  This monograph examines terrorism and counterterrorism from the Russian perspective so as to assess prospects for cooperation with Russia in fighting terror. It concludes that, regardless of the state of political relations between Russia and the United States at any given time, longer-term systemic and conceptual obstacles to meaningful cooperation may well prevent any significant Russian contribution to U.S. counterterrorism efforts. This monograph details Russian definitions of terrorism and then looks at the Russian security “pyramid,” which sets out the relevant authority structure. It examines the roles of coordinating bodies such as the Security Council and the National Anti-Terrorist Committee, before looking at the individual organs involved in counterterrorism operations, particularly the Federal Security Service and Ministry of the Interior. The monograph then explores the most important question for Russia in terms of terrorism, the North Caucasus, and finally explores the wider context of the relationship between Russia and the West, particularly the United States, looking at the lengthy list of tensions affecting that relationship even before Russia's seizure of Crimea, which took place after the monograph was completed.

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  Visual Propaganda and Extremism in the Online Environment

  Cori E. Dauber and Carol K. Winkler Cori E. Dauber and Carol K. Winkler

  Visual images have been a central component of propaganda for as long as propaganda has been produced. But recent developments in communication and information technologies have given terrorist and extremist groups options and abilities they never would have been able to come close to even 5 or 10 years ago. There are terrorist groups who, with very little initial investment, are making videos that are coming so close to the quality of BBC or CNN broadcasts that the difference is meaningless, and with access to the web they have instantaneous access to a global audience. Given the broad social science consensus on the power of visual images relative to that of words, the strategic implications of these groups’ sophistication in the use of images in the online environment is carefully considered in a variety of contexts by the authors in this collection.

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  Countering Radicalization and Recruitment to Al-Qaeda: Fighting the War of Deeds

  Paul Kamolnick Dr.

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  This Letort Paper proposes that actions, policies, and deeds—those of the U.S. Government and al-Qaeda—be leveraged as a means of delegitimizing al-Qaeda terrorist propaganda. Two chief fronts—changing deeds and challenging deeds—is proposed. Changing deeds requires that the United States carefully and systematically examine its own foreign and military policies and their specific consequences for the Arab and Muslim world. Challenging deeds comprises systematically countering with evidence and fact al-Qaeda’s two greatest propagandistic fabrications: that the United States is a crusader at war with Islam, and that al-Qaeda is the vanguard defender of a besieged and oppressed Muslim Umma. Provocative at times, and even controversial in its willingness to reconsider long-standing U.S. Government policies, this Letort Paper is adamant that it is not spin, empty platitudes, and “lipstick on pigs,” but actual deeds, that are our surest bet for defeating this ignoble adversary.

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  Cyberterrorism after STUXNET

  Thomas M. Chen Dr.

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  The discovery of STUXNET was a recent milestone in the arena of cyber security because it was the first malware designed to cause real world damage to industrial control systems. It demonstrated that a sufficiently determined adversary might be able to cause physical damage to U.S. critical infrastructure through a cyberattack. This monograph asks if STUXNET has had an effect on cyberterrorism in terms of motive, means, and opportunity. It is argued that terrorists have ample motive, opportunity, and modest means, which raises the question of why a major cyberattack has not happened yet. The lack of cyberattacks can be explained by a cost-benefit argument, and STUXNET has not changed the cost-benefit equation. Cyberattacks are unlikely in the near future, but the cost-benefit argument does not rule out the possibility of cyberattacks in the long term if costs change. There seems little that can be done to change terrorist motive or means. The only factor that is feasible to address is opportunity. Specifically, policies should enhance protection of national infrastructure to reduce the risk exposure to cyberattacks.

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  Democratization and Instability in Ukraine, Georgia, and Belarus

  Robert Nalbandov Dr.

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  This monograph analyzes the interconnections between the democratic institutionalization of the newly independent states of Ukraine, Georgia, and Belarus, their political (in)stability, and economic development and prosperity. By introducing the concept of regime mimicry into the field of public administration, this monograph extends the epistemological frameworks of the democratization school to the phenomenon of political culture. Successes and failures of the democratic institutionalization processes in these countries largely depend on the ways their institutional actors reacted to internal and external disturbances of their domestic political, econmic, and cultural environments. While Georgia’s political culture revealed the highest degree of flexibility in accepting the externally-proposed institutional frameworks and practices, the bifurcate political culture in Ukraine impeded its democratic institutionalization, while the rigid political culture in Belarus completely stalled the process of institutional transformations.

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  Operational Reservations: Considerations for a Total Army Force

  John D. Ellis COL and Laura McKnight Mackenzie COL (Ret.)

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  As the Army Reserve Components—the Army Reserve and the Army National Guard—assume an “operational” mission as the force drawdowns in overseas contingency operations occur, the Army senior military and civilian leadership should consider the ramifications and realities of such a mission in what is expected to be a relatively peaceful time. This monograph explores some of these considerations regarding the implementation of the Army Total Force Policy, identifies potential obstacles, and makes recommendations to better engage the “three Armies” in a successful and meaningful reform effort. Throughout, the authors call for significant cultural shifts in thinking about how the Reserve Components are used and integrated into a Total Force.

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  The Future of American Landpower: Does Forward Presence Still Matter? The Case of the Army in the Pacific

  John R. Deni Dr.

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  The time has come for a reappraisal of the U.S. Army’s forward presence in East Asia, given the evolving strategic context and the extraordinarily high, recurring costs of deploying U.S. Army forces from the 50 states for increasingly important security cooperation activities across the Indo-Asia-Pacific theater. Without unduly harming America's commitment to deterrence on the Korean peninsula, a reconfigured Army forward presence could help to achieve U.S. objectives throughout the theater more effectively through more regular, longer-duration engagement with critical allies and partners, while reducing the recurring transportation costs associated with today’s practice of sending U.S.-based units to conduct most exercises and training events across the Indo-Asia-Pacific region. Certainly, there are some major challenges involved in reconfiguring the Army's forward presence, but these are not insurmountable. Furthermore, to avoid trying would severely limit the effectiveness and the efficiency of the Army’s contribution to broader U.S. national security goals.

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  The Growing Complexity of Sino-Indian Ties

  Harsh V. Pant Dr.

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  According to most political observers, the global political architecture is undergoing a transformation with power increasingly shifting from the West to the East. The two most populous nations on the earth, China and India, are on their way to becoming economic powerhouses and are shedding their reticence in asserting their global profiles, making their relationship of still greater importance for the international system. The evolution of Sino-Indian ties over the last few decades and the constraints that continue to inhibit this relationship from achieving its full potential are examined. The implications of this for the United States and the wider international system are discussed.

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  The Paracel Islands and U.S. Interests and Approaches in the South China Sea

  Clarence J. Bouchat (USAF, Ret.) Lieutenant Colonel

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  The Paracel Islands and South China Sea disputes require better understanding by U.S. policymakers in order to address the region’s challenges. To attain that needed understanding, legal aspects of customary and modern laws are explored in this monograph to analyze the differences between competing maritime and territorial claims, and why and how China and Vietnam stake rival claims or maritime legal rights. Throughout, U.S. policies are examined through U.S. conflicted interests in the region. Recommendations for how the United States should engage these issues, a more appropriate task than trying to solve the disputes outright, are then offered.

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  From War to Deterrence? Israel-Hezbollah Conflict Since 2006

  Jean-Loup Samaan Dr.

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  Over the last 7 years, the border between Israel and Lebanon has remained quiet. Against all odds, in a Middle East experiencing tremendous challenges, Israel and Hezbollah did not trigger a new conflict. To understand this paradox, the monograph explores the mechanisms of deterrence in the competition between both actors. Based on original materials, the author underlines the recent doctrinal innovations on both sides that engendered strategic stability in the area and ventures thoughts on potential evolutions in the near future.