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Once Again, the Challenge to the U.S. Army During a Defense Reduction: To Remain a Military Profession
Don M. Snider Dr.
As with the post-Cold War downsizing during the Clinton administration in the late 1990s, one critical challenge for the U.S. Army centers on the qualitative, institutional character of the Army after the reductions—will the U.S. Army manifest the essential characteristics and behavior of a military profession with Soldiers and civilians who see themselves sacrificially called to a vocation of service to country within a motivating professional culture that sustains a meritocratic ethic, or will the Army’s character be more like any other government occupation in which its members view themselves as filing a job, motivated mostly by the extrinsic factors of pay, location, and work hours? In mid-2010, the Secretary of the Army and the Chief of Staff directed the Commanding General, Training and Doctrine Command, then General Martin Dempsey, to undertake a broad campaign of learning, involving the entire Department. The intent was to think through what it means for the Army to be a profession of arms and for its Soldiers and civilians to be professionals as the Army largely returns stateside after a decade of war and then quickly transitions to the new era of Defense reductions. Several new conceptions of the Army as a military profession have been produced, along with numerous initiatives that are currently being staffed to strengthen the professional character of the Army as it simultaneously recovers from a decade of war and transitions through reductions in force. They form the descriptive content of this monograph.
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Organizational Change in the Russian Airborne Forces: The Lessons of the Georgian Conflict
Rod Thornton Dr.
This monograph considers the recent history of organizational change in the Russian Airborne Forces (VDV). In particular, it looks at how the VDV has changed since the end of Russia’s conflict with Georgia in 2008. The VDV, a force much admired in Russian media and society has, in fact, escaped fairly lightly during the comprehensive reform of the Russian Army more generally over the last few years. In large part this has been down to the personality of the current head of the VDV, Lieutenant-General Vladimir Shamanov. Close to Prime Minister Vladimir Putin, Shamanov--a "maverick"--has used his political connections to help ward off many of the cuts and reforms that have impacted the rest of the Army. He has managed to keep the basic structure of the VDV intact, while also dealing with a number of problematic issues related to manning, equipment, and training regimes within his organization. This monograph goes on to point out the level of professionalism in the VDV that was demonstrated during the Georgian war. It also though, highlights the fact that, while some battalions within the VDV will be very effective and well trained, other battalions will not. Thus it is difficult to judge precisely how battle-ready the VDV’s divisions now are. Ultimately, this monograph seeks to establish just what sort of Russian airborne forces U.S. or NATO troops may one day have to either work alongside or, indeed, face in some sort of confrontation.
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Real Leadership and the U.S. Army: Overcoming a Failure of Imagination to Conduct Adaptive Work
John B. Richardson Colonel
This monograph begins with a case study that provides a means for analyzing the complexity of organizational leadership in the contemporary security environment. As such, it presents a high stakes problem-set that required an operational adaptation by a cavalry squadron conducting combat operations in Baghdad. This problematic reality triggered the struggle to find a creative response to a very deadly problem, while cultural norms served as barriers that prevented the rejection of previously accepted solutions that had proven successful in the past, even though those successful solutions no longer fit in the context of the reality of the present. The case study highlights leaders who were constrained by deeply-held assumptions that inhibited their ability to adapt quickly to a changed environment. The case study then moves on to provide an example of a successful application of adaptive leadership and adaptive work that was performed by the organization after a period of reflection and the willingness to experiment and assume risk. The case study serves as a microcosm of the challenges facing the U.S. Army, and the corresponding leadership framework presented in this monograph can be used as a model for the Army as it attempts to move forward in its effort to make adaptation an institutional imperative. The paper presents a more holistic approach to leadership where the leader transcends that of simply being an authority figure and becomes a real leader who provides a safe and creative learning environment where the organization can tackle and solve adaptive challenges. The paper concludes by recommending that U.S. Army leaders apply Harvard Professor Dean Williams’s theory to the challenges confronting the Army’s leader development process thereby fostering a culture of adaptive leaders.
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The Saudi-Iranian Rivalry and the Future of Middle East Security
W. Andrew Terrill Dr.
Saudi Arabia and Iran have often behaved as serious rivals for influence in the Middle East and especially the Gulf area since at least Iran’s 1979 Islamic Revolution and the 1980-88 Iran-Iraq War. While both nations define themselves as Islamic, the differences between their foreign policies could hardly be more dramatic. In most respects, Saudi Arabia is a regional status quo power, while Iran often seeks revolutionary change throughout the Gulf area and the wider Middle East with varying degrees of intensity. Saudi Arabia also has strong ties with Western nations, while Iran views the United States as its most dangerous enemy. Perhaps the most important difference between the two nations is that Saudi Arabia is a conservative Sunni Muslim Arab state, while Iran is a Shi’ite state whose senior politicians often view their country as the defender and natural leader of Shi’ites throughout the region. The rivalry between Riyadh and Tehran has been reflected in the politics of a number of regional states where these two powers exercise influence including Iraq, Lebanon, Syria, Egypt, Bahrain and others.
The 2011 wave of pro-democracy and anti-regime protests known as the “Arab Spring” introduced new concerns for both Saudi Arabia and Iran to consider within the framework of their regional priorities. The Saudi-Iranian rivalry is therefore likely to intensify as a central feature in the Middle Eastern security landscape that reaches into both the Gulf region and the Arab-Israeli theater. This is a reality that will touch upon the interests of the United States in a number of situations. In many instances, Saudi opposition to Iran will serve U.S. interests, but this will not occur under all circumstances. Saudi Arabia remains a deeply anti-revolutionary state with values and priorities which sometimes overlap with those of Washington on matters of strategic interest and often conflict over matters of reform and democracy for other Middle Eastern states. Additionally, in seeking to support Middle Eastern stability, the United States must be prepared to mediate between Riyadh and Baghdad, and thereby help to limit Iranian efforts to insert itself into Iraqi politics. -
Arms Control and Proliferation Challenges to the Reset Policy
Stephen J. Blank Dr.
The current U.S. reset policy with Russia involves efforts to blaze a path of mutual cooperation on arms control and proliferation. In arms control, we see determined administration attempts to promote greater nuclear reductions in the direction of nuclear zero, including reductions in tactical nuclear weapons. This necessarily leads Moscow to raise issues of missile defense in Europe that it vehemently opposes. This monograph analyzes Russia’s position on these arms control issues and examines the chances for the United States to achieve its arms control goals in the foreseeable future. It also looks at the Russian position with regard to the main nonproliferation issues of Iran and North Korea, what the implications of these positions are for the achievement of U.S. policy goals, and what the United States might do with regard to Russia to advance those goals in a dynamic international environment.
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Forecasting Zero: U.S. Nuclear History and the Low Probability of Disarmament
Jonathan Pearl Mr.
A vigorous debate is occurring among American elites with respect to whether and when the United States should relinquish its nuclear weapons. Bolstering hopes for tangible results is that a U.S. President is again publicly and forcefully supporting disarmament. While this debate, which addresses both technical and political factors related to abolition, may be the most serious one of its kind since the dawn of the nuclear age, the future of U.S. nuclear weapons policy remains uncertain. The general approach advanced today in U.S. policy circles largely hews, after all, to the logic of the past 65 years: arms control and nonproliferation now, disarmament at an undetermined time in the future. Moreover, several conceptual and strategic barriers continue to block serious progress toward U.S. disarmament. By situating the current pro-disarmament rhetoric in this larger historical and strategic context, this monograph argues that there is reason to doubt whether the current push for disarmament will produce meaningful and lasting results.
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Mexico's "Narco-Refugees": The Looming Challenge for U.S. National Security
Paul Rexton Kan Dr.
Since 2006, when Mexican President Felipe Calderon declared war on the drug cartels, there has been a rise in the number of Mexican nationals seeking political asylum in the United States to escape the ongoing drug cartel violence in their home country. Political asylum cases in general are claimed by those who are targeted for their political beliefs or ethnicity in countries that are repressive or are failing. Mexico is neither. Nonetheless, if the health of the Mexican state declines because criminal violence continues, increases, or spreads, U.S. communities will feel an even greater burden on their systems of public safety and public health from "narco-refugees." Given the ever increasing cruelty of the cartels, the question is whether and how the U.S. Government should begin to prepare for what could be a new wave of migrants coming from Mexico. Allowing Mexicans to claim asylum could potentially open a flood gate of migrants to the United States during a time when there is a very contentious national debate over U.S. immigration laws pertaining to illegal immigrants. On the other hand, to deny the claims of asylum seekers and return them to Mexico where they might very well be killed, strikes at the heart of American values of justice and humanitarianism. This monograph focuses on the asylum claims of Mexicans who unwillingly leave Mexico rather than those who willingly enter the United States legally or illegally. To successfully navigate through this complex issue will require a greater level of understanding and vigilance at all levels of the U.S. Government.
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Natural Gas as an Instrument of Russian State Power
Alexander Ghaleb Mr.
This monograph is meant to provide an unbiased examination of: the scarcity of natural gas in the contemporary security environment; the salience of natural gas in Russia’s national security strategies; and, the natural gas pipeline politics in Eastern and Central Europe. While the tendency of most energy security scholars has been to collectively analyze Europe’s dependency on oil and gas, this author analyzes the two energy markets separately, and demonstrates that natural gas is a more potent instrument of coercion in the contemporary security environment than oil was in the traditional security environment. Sufficient evidence is also provided that Russia continues to perceive NATO as a hostile alliance, and that future natural gas disruption by Russia—who holds a monopoly on the supply of natural gas via pipeline to Eastern and Central Europe—will prove deadly to the economies of many NATO member states. The salience of natural gas as an instrument of state power is emphasized in Russia’s negotiations with Ukraine; this monograph credits the 2006 and 2009 gas wars between the two nations as the main causes for the failure of the Orange Revolution in Ukraine. Ultimately, today, Russia uses the same tools it used in Ukraine—in the context of natural gas negotiations—to bribe Western European nations; to divide the NATO Alliance; and to rule over its traditional sphere of influence in Eastern and Central Europe. Finally, the author emphasizes that with the Russian construction of Nord Stream and South Stream natural gas pipelines, and unless alternatives to Russian natural gas are found, it is only a matter of time until Russia will use natural gas as an instrument of coercion against NATO member states.
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Presidential Succession Scenarios in Egypt and Their Impact on U.S.-Egyptian Strategic Relations
Gregory Aftandilian Mr.
Although this monograph was written before the pro-democracy demonstrations in Egypt in January 2011, it examines the important question as to who might succeed President Hosni Mubarak by analyzing several possible scenarios and what they would mean for U.S. strategic relations with Egypt. The monograph first describes the importance of Egypt in the Middle East region and gives an overview of the U.S.-Egyptian strategic relationship. It then examines the power structure in Egypt to include the presidency, the military, and the ruling party. The monograph next explores various succession scenarios. Although some of the scenarios outlined in this monograph are no longer viable--for example, President Mubarak is now on trial for complicity in the deaths of protestors during the uprising that resulted in his ouster from power--other scenarios remain plausible, particularly given what we see as the more prominent role of the Egyptian military in this fluid political situation. In addition, some of the possible presidential successors that the author mentions have now risen to higher positions in the Egyptian government. The author also discusses the sensitive issue of the Muslim Brotherhood, Egypt's most organized opposition group that is opposed to many U.S. policies. He examines a scenario of a Muslim Brotherhood-dominated government, but notes that this is unlikely to occur unless both the Brotherhood and the Egyptian military split apart.
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The Afghanistan Question and the Reset in U.S.-Russian Relations
Richard J. Krickus Dr.
The ability of the United States and Russia to cooperate in Afghanistan represents a solid test of their reset in relations. The author provides the historical background to the Afghanistan Question and assesses current events in the Afghan war with three objectives in mind: 1) To determine whether Russian-American cooperation in Afghanistan has been successful; 2) To identify and evaluate the successes and failures of the counterinsurgency strategy as the transition from U.S. to Afghanistan authority gains traction in the 2011-14 time frame; and 3) To provide conclusions and recommendations bearing on developments in Afghanistan.
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Adapting, Transforming, and Modernizing Under Fire: The Mexican Military 2006-11
Inigo Guevara Moyano Mr.
Since December 2006, when Felipe Calderon assumed the office of the President, Mexico has embarked upon the implementation of a culture of law and security that has triggered a war with organized crime involving all sectors of society. This implementation has activated a series of renovations in its armed forces, which remain the most trusted institutions in Mexican society. This Letort Paper contributes to an understanding of the structure, culture, motivators, and the challenges that the Mexican military faces in the 21st century. The Paper also provides a clear picture of doctrinal and structural transformations, adaptations, and improvements that the Mexican armed forces have accomplished over the past 5 years. This Paper discusses how the counternarcotic role of the armed forces has impacted its organization, deployments, and operations, and how it has generated new doctrinal and equipment requirements. The Paper also addresses key areas of national and international concern such as the respect for human rights and and the military justice system. Given Mexico’s importance to the United States as a neighbor, an ally, and as its third largest trading partner, understanding the transformation that the Mexican armed forces are undergoing to foster a culture of law should be of prime concern to all actors—government, private sector, and academia—involved in the decisionmaking process.
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Puncturing the Counterinsurgency Myth: Britain and Irregular Warfare in the Past, Present, and Future
Andrew Mumford Dr.
This monograph holds that an aura of mythology has surrounded conventional academic and military perceptions of British performance in the realm of irregular warfare. It identifies 10 myths regarding British counterinsurgency performance and seeks to puncture them by critically assessing the efficacy of the British way of counterinsurgency from the much-vaunted, yet over-hyped, Malayan Emergency to the withdrawal of combat troops from Iraq in 2009. It challenges perceptions of the British military as an effective learning institution when it comes to irregular warfare and critically assesses traditional British counterinsurgency strategic maxims regarding hearts and minds and minimum force.
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Threat Posed by Mounting Vigilantism in Mexico
George W. Grayson Dr.
Until the 1980s, Mexico enjoyed relative freedom from violence. Ruthless drug cartels existed, but they usually abided by informal rules of conduct hammered out between several capos and representatives of the dominant Institutional Revolutionary Party (PRI), which ruled the country until the 1990s. Relying on bribes, the desperados pursued their illicit activities with the connivance of authorities. In return for the legal authorities turning a blind eye, drug dealers behaved discretely, shunned high-tech weapons, deferred to public figures, spurned kidnapping, and even appeared with governors at their children’s weddings. Unlike their Colombian counterparts, Mexico’s barons did not seek elective office. In addition, they did not sell drugs within the country, corrupt children, target innocent people, engage in kidnapping, or invade the turf or product-line (marijuana, heroin, cocaine, etc.) of competitors. The situation was sufficiently fluid so that should a local police or military unit refuse to cooperate with a cartel, the latter would simply transfer its operations to a nearby municipality where they could clinch the desired arrangement. Three key events in the 1980s and 1990s changed the “live and let live” ethos that enveloped illegal activities. Mexico became the new avenue for Andean cocaine shipped to the United States after the U.S. military and law-enforcement authorities sharply reduced its flow into Florida and other South Atlantic states. The North American Free Trade Agreement, which took effect on January 1, 1994, greatly increased economic activities throughout the continent. Dealers often hid cocaine and other drugs among the merchandise that moved northward through Nuevo Laredo, El Paso, Tijuana, and other portals. The change in routes gave rise to Croesus-like profits for cocaine traffickers--a phenomenon that coincided with an upsurge of electoral victories. Largely unexamined amid this narco-mayhem are vigilante activities. With federal resources aimed at drug traffickers and local police more often a part of the problem than a part of the solution, vigilantes are stepping into the void. Suspected criminals who run afoul of these vigilantes endure the brunt of a skewed version of justice that enjoys a groundswell of support.
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China-Latin America Military Engagement: Good Will, Good Business, and Strategic Position
R. Evan Ellis Dr.
This monograph examines Chinese military engagement with Latin America in five areas: (1) meetings between senior military officials; (2) lower-level military-to-military interactions; (3) military sales; (4) military-relevant commercial interactions; and, (5) Chinese physical presence within Latin America, all of which have military-strategic implications. This monograph finds that the level of PRC military engagement with the region is higher than is generally recognized, and has expanded in important ways in recent years: High-level trips by Latin American defense and security personnel to the PRC and visits by their Chinese counterparts to Latin America have become commonplace. The volume and sophistication of Chinese arms sold to the region has increased. Officer exchange programs, institutional visits, and other lower-level ties have also expanded. Chinese military personnel have begun participating in operations in the region in a modest, yet symbolically important manner. The monograph also argues that in the short term, PRC military engagement with Latin America does not focus on establishing alliances or base access to the United States, but rather, supporting objectives of national development and regime survival, such as building understanding and political leverage among important commercial partners, creating the tools to protect PRC interests in the countries where it does business, and selling Chinese products and moving up the value-added chain in strategically important sectors. It concludes that Chinese military engagement may both contribute to legitimate regional security needs, and foster misunderstanding. It argues that the U.S. should work for greater transparency with the PRC in regard to those activities, as well as to analyze how the Chinese presence will impact the calculation of the region’s actors in the context of specific future scenarios.
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Russia in the Arctic
Stephen J. Blank Dr.
The Arctic has returned with a vengeance as an area of international contention. Beginning in 2007, Russia has continued to make aggressive moves and claims regarding territory in the Arctic Ocean. These moves undoubtedly have been prompted by global climate change and the importance of energy, with which Russia believes the Arctic is lavishly supplied. These moves apparently were intended to compel other Arctic states, like Norway, to come to terms with Russia. Nonetheless, the tendency to invoke military and security issues and instruments in this region of the world continues apace. These essays, taken from SSI's 2010 conference on Russia, fully explore the Russian and international competition for influence and rights over the exploration and commercial exploitation of the Arctic.
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The New Aztecs: Ritual and Restraint in Contemporary Western Military Operations
Zhivan Alach Dr.
The Western way of war has come full circle. After centuries of evolution toward increased totality and brutality, it has turned back once again to the ritualistic and restrained methods of primitive warfare. Largely, this has been due to an interaction between the perceived lack of utility in contemporary warfare, developing humanitarian public opinion, and increasing professionalism among militaries. The significance of these evolutionary trends in the way that the West engages in modern warfare is that they are potentially dangerous, and they include the possibility that the West will be unprepared for a future foe whose defeat requires more unrestrained methods.
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The North Atlantic Treaty Organization and the European Union's Common Security and Defense Policy: Intersecting Trajectories
Sarwar A. Kashmeri Mr.
NATO used to be the world’s most formidable military alliance. But its original reason for existence, the Soviet Union, disintegrated years ago, and its dreams of being a world cop are withering in the mountains of Afghanistan. Meanwhile, the European Union’s (EU) Common Security & Defense Policy (CSDP) has deployed 27 successful military/civil missions from Africa to Asia in the last 10 years. Through CSDP, Europeans are increasingly taking charge of managing their own foreign and security policy. NATO is no longer the sole and preeminent Euro-Atlantic security actor. But watching NATO fade into irrelevance would be a mistake. It is a tried and true platform to harness the resources of North America and Europe. NATO’s future usefulness depends on its willingness to accept its reduced role, to let the EU handle the day-to-day security needs of Europe, and to craft a relationship with CSDP that will allow North America and Europe to act militarily together, should that ever become necessary. It is time for NATO 2.0, a new version of NATO, to fit the realities of an ever more integrated Europe in the 21st century.
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Understanding the North Korea Problem: Why It Has Become the "Land of Lousy Options"
William A. Boik COL
This monograph provides a timely analysis and thoughtful insights into the challenges faced by the United States in developing a strategy for North Korea. The author examines the complex history of U.S. policy toward North Korea over the last decade that has left the United States in a position of having virtually no influence over the country. He addresses the complicated regional concerns and interests of North Korea’s neighbors and how these concerns impact on each of their approaches to North Korea. Most importantly, he looks at how the North Korean culture and history have influenced the attitudes of North Korean society and their relationship with other countries. He concludes by pointing out that despite the numerous challenges, the United States must develop a strategy focused on engaging Pyongyang if we expect to have any influence over the future direction of events in North Korea.
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Military Modernization and the Russian Ground Forces
Rod Thornton Dr.
Russia’s political leaders are currently pushing a state- and society-wide process of modernization. The Russian military, a deeply conservative institution, is being asked to accept fundamental changes that threaten the very livelihoods of those being asked to implement them. New structures can be created and new equipment and technologies procured, but the crucial element is the degree to which such changes are accepted by the human element. This is often the most difficult aspect in any process of organizational change. It is no wonder that the military modernization process is progressing slowly in Russia. The Russian ground forces will not be very different in the next few years than they are now. Time and future investment will eventually produce the more refined army that a host of Russian politicians have wished to see. But it will take time and investment.
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Resolving Insurgencies
Thomas R. Mockaitis Dr.
Understanding how insurgencies may be brought to a successful conclusion is vital to military strategists and policymakers. This study examines how past insurgencies have ended and how current ones may be resolved. Four ways in which insurgencies have ended are identified. Clear-cut victories for either the government or the insurgents occurred during the era of decolonization, but they seldom happen today. Recent insurgencies have often degenerated into criminal organizations that become committed to making money rather than fighting a revolution, or they evolve into terrorist groups capable of nothing more than sporadic violence. In a few cases, the threatened government has resolved the conflict by co-opting the insurgents. After achieving a strategic stalemate and persuading the belligerents that they have nothing to gain from continued fighting, these governments have drawn the insurgents into the legitimate political process through reform and concessions. The author concludes that such a co-option strategy offers the best hope of U.S. success in Afghanistan and in future counterinsurgency campaigns.
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The European Campaign: Its Origins and Conduct
Samuel J. Newland Dr. and Clayton K. S. Chun Dr.
The authors begin with an examination of prewar planning for various contingencies, then move to the origins of “Germany first” in American war planning. They then focus on the concept, favored by both George C. Marshall and Dwight D. Eisenhower, that the United States and its Allies had to conduct a cross-channel attack and undertake an offensive aimed at the heartland of Germany. Following this background contained in the initial chapters, the remainder of the book provides a comprehensive discussion outlining how the European Campaign was was carried out. The authors conclude that American political leaders and war planners established logical and achievable objectives for the nation’s military forces. However during the campaign’s execution, American military leaders were slow to put into practice what would later be called operational level warfare. For comparison, the authors include an appendix covering German efforts at war planning in the tumultuous 1920s and 1930s.
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The Russian Military and the Georgia War: Lessons and Implications
Ariel Cohen Dr. and Robert E. Hamilton Colonel
In August 2008, the armed conflict on the territory of Georgia's breakaway regions of South Ossetia and Abkhazia broke out between Russia and Georgia. The Russian-planned military campaign lasted 5 days until the parties reached a preliminary ceasefire agreement on August 12. The European Union, led by the French presidency, mediated the ceasefire. After signing the agreement, Russia pulled most of its troops out of uncontested Georgian territories, but established buffer zones around Abkhazia and South Ossetia. On August 26, 2008, Russia recognized the independence of South Ossetia and Abkhazia, making them a part of what Russian President Dmitry Medvedev called Moscow’s “zone of privileged interests.” Since then, Russia has deployed troops to five military bases on occupied Georgian territory. This conflict clearly demonstrated weaknesses inherent in NATO and European Union security systems.
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Rebuilding Armed Forces: Learning from Iraq and Lebanon
Florence Gaub Dr.
Security Force Assistance becomes more and more important not only in the post-conflict reconstruction process, but also in a more general way in the foreign policy of the United States. Looking into the experience of both Iraq and Lebanon, this monograph offers useful insights for future military assistance programs and reconstruction efforts. While current assistance programs are certainly of high quality in technical terms, this publication sheds light on the equally important, yet often overlooked social dimension. Elements such as ethnic composition, exclusion of politically compromised personnel, and the armed forces’ image in society will determine the military’s future success just as much as technical training. How to improve these aspects is explained in this analysis.
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