Books, Monographs & Collaborative Studies

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  Mexico's "Narco-Refugees": The Looming Challenge for U.S. National Security

  Paul Rexton Kan Dr.

  Since 2006, when Mexican President Felipe Calderon declared war on the drug cartels, there has been a rise in the number of Mexican nationals seeking political asylum in the United States to escape the ongoing drug cartel violence in their home country. Political asylum cases in general are claimed by those who are targeted for their political beliefs or ethnicity in countries that are repressive or are failing. Mexico is neither. Nonetheless, if the health of the Mexican state declines because criminal violence continues, increases, or spreads, U.S. communities will feel an even greater burden on their systems of public safety and public health from "narco-refugees." Given the ever increasing cruelty of the cartels, the question is whether and how the U.S. Government should begin to prepare for what could be a new wave of migrants coming from Mexico. Allowing Mexicans to claim asylum could potentially open a flood gate of migrants to the United States during a time when there is a very contentious national debate over U.S. immigration laws pertaining to illegal immigrants. On the other hand, to deny the claims of asylum seekers and return them to Mexico where they might very well be killed, strikes at the heart of American values of justice and humanitarianism. This monograph focuses on the asylum claims of Mexicans who unwillingly leave Mexico rather than those who willingly enter the United States legally or illegally. To successfully navigate through this complex issue will require a greater level of understanding and vigilance at all levels of the U.S. Government.

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  Natural Gas as an Instrument of Russian State Power

  Alexander Ghaleb Mr.

  This monograph is meant to provide an unbiased examination of: the scarcity of natural gas in the contemporary security environment; the salience of natural gas in Russia’s national security strategies; and, the natural gas pipeline politics in Eastern and Central Europe. While the tendency of most energy security scholars has been to collectively analyze Europe’s dependency on oil and gas, this author analyzes the two energy markets separately, and demonstrates that natural gas is a more potent instrument of coercion in the contemporary security environment than oil was in the traditional security environment. Sufficient evidence is also provided that Russia continues to perceive NATO as a hostile alliance, and that future natural gas disruption by Russia—who holds a monopoly on the supply of natural gas via pipeline to Eastern and Central Europe—will prove deadly to the economies of many NATO member states. The salience of natural gas as an instrument of state power is emphasized in Russia’s negotiations with Ukraine; this monograph credits the 2006 and 2009 gas wars between the two nations as the main causes for the failure of the Orange Revolution in Ukraine. Ultimately, today, Russia uses the same tools it used in Ukraine—in the context of natural gas negotiations—to bribe Western European nations; to divide the NATO Alliance; and to rule over its traditional sphere of influence in Eastern and Central Europe. Finally, the author emphasizes that with the Russian construction of Nord Stream and South Stream natural gas pipelines, and unless alternatives to Russian natural gas are found, it is only a matter of time until Russia will use natural gas as an instrument of coercion against NATO member states.

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  Presidential Succession Scenarios in Egypt and Their Impact on U.S.-Egyptian Strategic Relations

  Gregory Aftandilian Mr.

  Although this monograph was written before the pro-democracy demonstrations in Egypt in January 2011, it examines the important question as to who might succeed President Hosni Mubarak by analyzing several possible scenarios and what they would mean for U.S. strategic relations with Egypt. The monograph first describes the importance of Egypt in the Middle East region and gives an overview of the U.S.-Egyptian strategic relationship. It then examines the power structure in Egypt to include the presidency, the military, and the ruling party. The monograph next explores various succession scenarios. Although some of the scenarios outlined in this monograph are no longer viable--for example, President Mubarak is now on trial for complicity in the deaths of protestors during the uprising that resulted in his ouster from power--other scenarios remain plausible, particularly given what we see as the more prominent role of the Egyptian military in this fluid political situation. In addition, some of the possible presidential successors that the author mentions have now risen to higher positions in the Egyptian government. The author also discusses the sensitive issue of the Muslim Brotherhood, Egypt's most organized opposition group that is opposed to many U.S. policies. He examines a scenario of a Muslim Brotherhood-dominated government, but notes that this is unlikely to occur unless both the Brotherhood and the Egyptian military split apart.

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  The Afghanistan Question and the Reset in U.S.-Russian Relations

  Richard J. Krickus Dr.

  The ability of the United States and Russia to cooperate in Afghanistan represents a solid test of their reset in relations. The author provides the historical background to the Afghanistan Question and assesses current events in the Afghan war with three objectives in mind: 1) To determine whether Russian-American cooperation in Afghanistan has been successful; 2) To identify and evaluate the successes and failures of the counterinsurgency strategy as the transition from U.S. to Afghanistan authority gains traction in the 2011-14 time frame; and 3) To provide conclusions and recommendations bearing on developments in Afghanistan.

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  Adapting, Transforming, and Modernizing Under Fire: The Mexican Military 2006-11

  Inigo Guevara Moyano Mr.

  Since December 2006, when Felipe Calderon assumed the office of the President, Mexico has embarked upon the implementation of a culture of law and security that has triggered a war with organized crime involving all sectors of society. This implementation has activated a series of renovations in its armed forces, which remain the most trusted institutions in Mexican society. This Letort Paper contributes to an understanding of the structure, culture, motivators, and the challenges that the Mexican military faces in the 21st century. The Paper also provides a clear picture of doctrinal and structural transformations, adaptations, and improvements that the Mexican armed forces have accomplished over the past 5 years. This Paper discusses how the counternarcotic role of the armed forces has impacted its organization, deployments, and operations, and how it has generated new doctrinal and equipment requirements. The Paper also addresses key areas of national and international concern such as the respect for human rights and and the military justice system. Given Mexico’s importance to the United States as a neighbor, an ally, and as its third largest trading partner, understanding the transformation that the Mexican armed forces are undergoing to foster a culture of law should be of prime concern to all actors—government, private sector, and academia—involved in the decisionmaking process.

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  Puncturing the Counterinsurgency Myth: Britain and Irregular Warfare in the Past, Present, and Future

  Andrew Mumford Dr.

  This monograph holds that an aura of mythology has surrounded conventional academic and military perceptions of British performance in the realm of irregular warfare. It identifies 10 myths regarding British counterinsurgency performance and seeks to puncture them by critically assessing the efficacy of the British way of counterinsurgency from the much-vaunted, yet over-hyped, Malayan Emergency to the withdrawal of combat troops from Iraq in 2009. It challenges perceptions of the British military as an effective learning institution when it comes to irregular warfare and critically assesses traditional British counterinsurgency strategic maxims regarding hearts and minds and minimum force.

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  Threat Posed by Mounting Vigilantism in Mexico

  George W. Grayson Dr.

  Until the 1980s, Mexico enjoyed relative freedom from violence. Ruthless drug cartels existed, but they usually abided by informal rules of conduct hammered out between several capos and representatives of the dominant Institutional Revolutionary Party (PRI), which ruled the country until the 1990s. Relying on bribes, the desperados pursued their illicit activities with the connivance of authorities. In return for the legal authorities turning a blind eye, drug dealers behaved discretely, shunned high-tech weapons, deferred to public figures, spurned kidnapping, and even appeared with governors at their children’s weddings. Unlike their Colombian counterparts, Mexico’s barons did not seek elective office. In addition, they did not sell drugs within the country, corrupt children, target innocent people, engage in kidnapping, or invade the turf or product-line (marijuana, heroin, cocaine, etc.) of competitors. The situation was sufficiently fluid so that should a local police or military unit refuse to cooperate with a cartel, the latter would simply transfer its operations to a nearby municipality where they could clinch the desired arrangement. Three key events in the 1980s and 1990s changed the “live and let live” ethos that enveloped illegal activities. Mexico became the new avenue for Andean cocaine shipped to the United States after the U.S. military and law-enforcement authorities sharply reduced its flow into Florida and other South Atlantic states. The North American Free Trade Agreement, which took effect on January 1, 1994, greatly increased economic activities throughout the continent. Dealers often hid cocaine and other drugs among the merchandise that moved northward through Nuevo Laredo, El Paso, Tijuana, and other portals. The change in routes gave rise to Croesus-like profits for cocaine traffickers--a phenomenon that coincided with an upsurge of electoral victories. Largely unexamined amid this narco-mayhem are vigilante activities. With federal resources aimed at drug traffickers and local police more often a part of the problem than a part of the solution, vigilantes are stepping into the void. Suspected criminals who run afoul of these vigilantes endure the brunt of a skewed version of justice that enjoys a groundswell of support.

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  China-Latin America Military Engagement: Good Will, Good Business, and Strategic Position

  R. Evan Ellis Dr.

  This monograph examines Chinese military engagement with Latin America in five areas: (1) meetings between senior military officials; (2) lower-level military-to-military interactions; (3) military sales; (4) military-relevant commercial interactions; and, (5) Chinese physical presence within Latin America, all of which have military-strategic implications. This monograph finds that the level of PRC military engagement with the region is higher than is generally recognized, and has expanded in important ways in recent years: High-level trips by Latin American defense and security personnel to the PRC and visits by their Chinese counterparts to Latin America have become commonplace. The volume and sophistication of Chinese arms sold to the region has increased. Officer exchange programs, institutional visits, and other lower-level ties have also expanded. Chinese military personnel have begun participating in operations in the region in a modest, yet symbolically important manner. The monograph also argues that in the short term, PRC military engagement with Latin America does not focus on establishing alliances or base access to the United States, but rather, supporting objectives of national development and regime survival, such as building understanding and political leverage among important commercial partners, creating the tools to protect PRC interests in the countries where it does business, and selling Chinese products and moving up the value-added chain in strategically important sectors. It concludes that Chinese military engagement may both contribute to legitimate regional security needs, and foster misunderstanding. It argues that the U.S. should work for greater transparency with the PRC in regard to those activities, as well as to analyze how the Chinese presence will impact the calculation of the region’s actors in the context of specific future scenarios.

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  Russia in the Arctic

  Stephen J. Blank Dr.

  The Arctic has returned with a vengeance as an area of international contention. Beginning in 2007, Russia has continued to make aggressive moves and claims regarding territory in the Arctic Ocean. These moves undoubtedly have been prompted by global climate change and the importance of energy, with which Russia believes the Arctic is lavishly supplied. These moves apparently were intended to compel other Arctic states, like Norway, to come to terms with Russia. Nonetheless, the tendency to invoke military and security issues and instruments in this region of the world continues apace. These essays, taken from SSI's 2010 conference on Russia, fully explore the Russian and international competition for influence and rights over the exploration and commercial exploitation of the Arctic.

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  The New Aztecs: Ritual and Restraint in Contemporary Western Military Operations

  Zhivan Alach Dr.

  The Western way of war has come full circle. After centuries of evolution toward increased totality and brutality, it has turned back once again to the ritualistic and restrained methods of primitive warfare. Largely, this has been due to an interaction between the perceived lack of utility in contemporary warfare, developing humanitarian public opinion, and increasing professionalism among militaries. The significance of these evolutionary trends in the way that the West engages in modern warfare is that they are potentially dangerous, and they include the possibility that the West will be unprepared for a future foe whose defeat requires more unrestrained methods.

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  The North Atlantic Treaty Organization and the European Union's Common Security and Defense Policy: Intersecting Trajectories

  Sarwar A. Kashmeri Mr.

  NATO used to be the world’s most formidable military alliance. But its original reason for existence, the Soviet Union, disintegrated years ago, and its dreams of being a world cop are withering in the mountains of Afghanistan. Meanwhile, the European Union’s (EU) Common Security & Defense Policy (CSDP) has deployed 27 successful military/civil missions from Africa to Asia in the last 10 years. Through CSDP, Europeans are increasingly taking charge of managing their own foreign and security policy. NATO is no longer the sole and preeminent Euro-Atlantic security actor. But watching NATO fade into irrelevance would be a mistake. It is a tried and true platform to harness the resources of North America and Europe. NATO’s future usefulness depends on its willingness to accept its reduced role, to let the EU handle the day-to-day security needs of Europe, and to craft a relationship with CSDP that will allow North America and Europe to act militarily together, should that ever become necessary. It is time for NATO 2.0, a new version of NATO, to fit the realities of an ever more integrated Europe in the 21st century.

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  Understanding the North Korea Problem: Why It Has Become the "Land of Lousy Options"

  William A. Boik COL

  This monograph provides a timely analysis and thoughtful insights into the challenges faced by the United States in developing a strategy for North Korea. The author examines the complex history of U.S. policy toward North Korea over the last decade that has left the United States in a position of having virtually no influence over the country. He addresses the complicated regional concerns and interests of North Korea’s neighbors and how these concerns impact on each of their approaches to North Korea. Most importantly, he looks at how the North Korean culture and history have influenced the attitudes of North Korean society and their relationship with other countries. He concludes by pointing out that despite the numerous challenges, the United States must develop a strategy focused on engaging Pyongyang if we expect to have any influence over the future direction of events in North Korea.

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  Military Modernization and the Russian Ground Forces

  Rod Thornton Dr.

  Russia’s political leaders are currently pushing a state- and society-wide process of modernization. The Russian military, a deeply conservative institution, is being asked to accept fundamental changes that threaten the very livelihoods of those being asked to implement them. New structures can be created and new equipment and technologies procured, but the crucial element is the degree to which such changes are accepted by the human element. This is often the most difficult aspect in any process of organizational change. It is no wonder that the military modernization process is progressing slowly in Russia. The Russian ground forces will not be very different in the next few years than they are now. Time and future investment will eventually produce the more refined army that a host of Russian politicians have wished to see. But it will take time and investment.

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  Resolving Insurgencies

  Thomas R. Mockaitis Dr.

  Understanding how insurgencies may be brought to a successful conclusion is vital to military strategists and policymakers. This study examines how past insurgencies have ended and how current ones may be resolved. Four ways in which insurgencies have ended are identified. Clear-cut victories for either the government or the insurgents occurred during the era of decolonization, but they seldom happen today. Recent insurgencies have often degenerated into criminal organizations that become committed to making money rather than fighting a revolution, or they evolve into terrorist groups capable of nothing more than sporadic violence. In a few cases, the threatened government has resolved the conflict by co-opting the insurgents. After achieving a strategic stalemate and persuading the belligerents that they have nothing to gain from continued fighting, these governments have drawn the insurgents into the legitimate political process through reform and concessions. The author concludes that such a co-option strategy offers the best hope of U.S. success in Afghanistan and in future counterinsurgency campaigns.

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  The European Campaign: Its Origins and Conduct

  Samuel J. Newland Dr. and Clayton K. S. Chun Dr.

  The authors begin with an examination of prewar planning for various contingencies, then move to the origins of “Germany first” in American war planning. They then focus on the concept, favored by both George C. Marshall and Dwight D. Eisenhower, that the United States and its Allies had to conduct a cross-channel attack and undertake an offensive aimed at the heartland of Germany. Following this background contained in the initial chapters, the remainder of the book provides a comprehensive discussion outlining how the European Campaign was was carried out. The authors conclude that American political leaders and war planners established logical and achievable objectives for the nation’s military forces. However during the campaign’s execution, American military leaders were slow to put into practice what would later be called operational level warfare. For comparison, the authors include an appendix covering German efforts at war planning in the tumultuous 1920s and 1930s.

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  The Russian Military and the Georgia War: Lessons and Implications

  Ariel Cohen Dr. and Robert E. Hamilton Colonel

  In August 2008, the armed conflict on the territory of Georgia's breakaway regions of South Ossetia and Abkhazia broke out between Russia and Georgia. The Russian-planned military campaign lasted 5 days until the parties reached a preliminary ceasefire agreement on August 12. The European Union, led by the French presidency, mediated the ceasefire. After signing the agreement, Russia pulled most of its troops out of uncontested Georgian territories, but established buffer zones around Abkhazia and South Ossetia. On August 26, 2008, Russia recognized the independence of South Ossetia and Abkhazia, making them a part of what Russian President Dmitry Medvedev called Moscow’s “zone of privileged interests.” Since then, Russia has deployed troops to five military bases on occupied Georgian territory. This conflict clearly demonstrated weaknesses inherent in NATO and European Union security systems.

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  Colloquium Brief: American Society and Its Profession of Arms

  Leonard Wong

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  Rebuilding Armed Forces: Learning from Iraq and Lebanon

  Florence Gaub Dr.

  Security Force Assistance becomes more and more important not only in the post-conflict reconstruction process, but also in a more general way in the foreign policy of the United States. Looking into the experience of both Iraq and Lebanon, this monograph offers useful insights for future military assistance programs and reconstruction efforts. While current assistance programs are certainly of high quality in technical terms, this publication sheds light on the equally important, yet often overlooked social dimension. Elements such as ethnic composition, exclusion of politically compromised personnel, and the armed forces’ image in society will determine the military’s future success just as much as technical training. How to improve these aspects is explained in this analysis.

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  The Military's Role in Counterterrorism: Examples and Implications for Liberal Democracies

  Geraint Hughes Dr.

  The author examines historical and contemporary examples of military involvement in counterterrorism, outlining the specific roles which the armed forces of liberal democracies have performed in combating terrorism, both in a domestic and international context. He describes the political, strategic, conceptual, diplomatic, and ethical problems that can arise when a state’s armed forces become engaged in counterterrorism, and argues that military power can only be employed as part of a coordinated counterterrorist strategy aimed at the containment and frustration, rather than the physical elimination, of the terrorist group(s) concerned.

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  Central Asian Security Trends: Views from Europe and Russia

  Stephen J. Blank Dr.

  The war in Afghanistan has added considerably to the strategic significance of Central Asia due to its proximity to the conflict. Moreover, the continuation of the war increasingly involves the vital interests of many other actors other than the U.S. and NATO forces currently there. This monograph, taken from SSI's conference with European and Russian scholars in 2010, provides a comprehensive analysis of the means and objectives of Russia's involvement in Central Asia. It also provides Russian perspectives concerning the other actors in Central Asia and how Moscow views the policy significance of those efforts.

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  Hard Power and Soft Power: The Utility of Military Force as an Instrument of Policy in the 21st Century

  Colin S. Gray Dr.

  Power is one of the more contestable concepts in political theory. In recent decades, scholars and commentators have chosen to distinguish between two kinds of power, “hard” and “soft.” The former is achieved through military threat or use, and by means of economic menace or reward. The latter is the ability to have influence by co-opting others to share some of one’s values and, as a consequence, to share some key elements on one’s agenda for international order and security. Whereas hard power obliges its addressees to consider their interests in terms mainly of calculable costs and benefits, soft power works through the persuasive potency of ideas that foreigners find attractive. It is highly desirable if much of the world external to America wants, or can be brought to want, a great deal of what America happens to favor also. Coalitions of the genuinely willing have to be vastly superior to the alternatives.

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  Improvised Explosive Devices in Iraq, 2003-09: A Case of Operational Surprise and Institutional Response

  Andrew Smith Brigadier

  Surprise is a familiar term in military writings and is enshrined in most nations’ doctrine. Surprises that emerge in tactics, however, can also operate at the strategic and operational levels and are particularly dangerous because they can test the relevance and adaptability of military forces and the "institutional" defense establishments that create, develop, and sustain them. A military establishment that is too slow to recognize and respond to such surprises places its nation’s interests at grave risk. Western nations are contemplating major reductions in defense spending, with consequent limitations on force structure. As the range of enemy capabilities that a force will be able to match, qualitatively and quantitatively, becomes smaller, the potential for operational and strategic surprise will increase. A key conclusion from this analysis is the critical role of strategic leadership in recognizing the scale of surprise and in forcing the necessary institutional response. At a time when budgets will not allow surprise to be addressed by maintaining large and technically diverse forces at high readiness, the ability to recognize and respond adroitly to operational and strategic surprise may be a critical requirement for a modern defense establishment.

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  Resolving Ethical Challenges in an Era of Persistent Conflict

  C. Anthony Pfaff Dr.

  The character of irregular warfare has challenged the American “way of war” in a number of ways. Not only does it challenge how U.S. forces fight, it also brings into question the ethical norms that they employ to govern the fighting. The resulting confusion is especially evident in the public debate over the use of force in Iraq and Afghanistan. For example, traditional just war thinking has permitted collateral damage that has undermined the civil order that those military operations are intended to impose, while at the same time has prohibited Soldiers from killing or detaining the enemy who threatens that order in the first place. These counterintuitive outcomes suggest that the traditional view needs to be revised in light of the demands of combating irregular threats. Revising this view will have to take into account the emphasis that combating irregular threats places on populations rather than on military capability. In doing so, it expands the ends and means of war requiring Soldiers to not only defend the state, but to impose civil-order outside the state as well. These complications fundamentally change the character of warfare and require Soldiers to rethink where they may accept and place risk when balancing the ethical demands of their profession. This point has important implications for the way the United States should fight irregular wars and the norms they should employ to govern them.

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  Civilian Skills for African Military Officers to Resolve the Infrastructure, Economic Development, and Stability Crisis in Sub-Saharan Africa

  Diane E. Chido Ms.

  For decades, a lack of economic opportunity has caused instability and violence in Sub-Saharan Africa. Fortunately, U.S. Africa Command (USAFRICOM) is in a unique position to increase stability and reduce the causes of violence and extremism through new partnerships and military-to-military training. The current training approach is very likely to be beneficial to African military officers currently on active duty; however, proficiency in military science alone will not provide the necessary skills for those separating from service and facing an uncertain future in societies that do not pay pensions on time, if at all, and do not offer economic opportunities, especially to those without the right expertise. USAFRICOM partnerships are an excellent foundation on which to provide engineering and other technical training for African military officers and NCOs. In this way, African nations can create indigenous capacity to construct and maintain needed infrastructure like power stations, dams, bridges, and roads. A robust engineering training program has the great potential to lead to improved civil-military relationships and to reduce instability through increased opportunities for separating service members. These new technical skills will enable separating service members, now in mufti, to positively contribute to the societies they once served while in uniform.

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  India in Africa: Implications of an Emerging Power for AFRICOM and U.S. Strategy

  J. Peter Pham Dr.

  This monograph examines India’s rapidly expanding network of influence in Africa. The author analyzes the country’s burgeoning public and private investments in the region as well as its policies vis-à-vis African regional organizations and individual states, especially in the security sector. After reviewing the historic role that India has played in Africa, the author looks at the principal motivations for India’s approach to Africa—including the former’s quests for the resources, business opportunities, diplomatic influence, and security—and Africans’ responses to it. In the context of the broader U.S.-India strategic partnership, as well as American political and security interests in Africa, India’s willingness to make significant contributions to African peacekeeping and to extend its maritime security cover to the continent’s eastern littoral ought to be welcomed, not least because of the potential positive impact on regional stability and development. Consequently, the author believes the opportunity thus presented in Africa for greater engagement between the United States and India ought to be seized upon.